My Profile
My Events
My Self-Study
My CPE Tracker
My Discounts
Member Directory
Upcoming Events
Communication Preferences
My Committees
My Transactions
My Dues
Online Store

Help

Sessions | Instructor | Event Registration |

Event Information

Limited-Scope Audits of 401(k) Plans Webcast | 4203269B
Date: August 25, 2020
Event Start time: 8:30 AM   End time: 4:00 PM
Location: Webcast

Facility: Webcast Rebroadcast

 


Member:       $289
Nonmember: $389

CPE Credits:

8.00 CPE: Continuing Professional Education Technical
8.00 AA: Auditing & Accounting


 

Auditing 401(k) Plans focuses on "limited-scope" audits that comprise over 80% of the audits filed with the Department of Labor. Take a hands-on approach to performing these engagements in a manner that complies with all professional requirements.

 

 

 

 

Objectives:
 
  • Identify the requirements CPAs should follow when performing an audit of a 401(k) plan.
  • Recognize the authoritative literature applicable to performing an audit of a 401(k) plan.
  • Become familiar with the contents of the authoritative literature.
  • Identify the trends in the profession and recognize the imminent changes to the professional landscape of performing audits of 401(k) plans.
 
 

Major Subjects:
 
  • Requirements to meet when the client selects the 'limited-scope' audit option
  • Testing participant data
  • AICPA Audit and Accounting Guide 'Employee Benefit Plans'
  • AICPA SAS 136 Forming An Opinion and Reporting on Financial Statements of Employee Benefit Plans Subject to ERISA

 

 
 

Level of Difficulty:
Basic

Field of Interest:
Auditing

Prerequisites:
 

None.

 
 

Designed For:
 

CPAs that perform limited-scope audits of 401(k) plans.

 
 

Advanced Prep:
 

None required but reviewing the EBP AA Guide in advance would be helpful.

 
 

Event Notes:

This course will adjourn at 4 p.m.

Save with Discount Programs

Join or Renew Today